Alana Reyes-JonesMay 27, 20214 minSecurities 101Is Your Fund Exempt under the Investment Company Act of 1940?*co-authored by Elizabeth L. Carter, Esq., Managing Attorney What is an Investment Company? The Investment Company Act of 1940 (“ Act”)...
Alana Reyes-JonesMay 25, 20214 minSecurities 101Does the Investment Advisors Act apply to my Investment Fund? The Investment Advisers Act of 1940 (“Act”) is a U.S. federal law that was primarily intended to regulate the business of rendering...
Cymone FordeApr 16, 20214 minCryptocurrencyAre Cryptocurrencies Securities?The debate on whether cryptocurrencies are considered securities is still ongoing. Being that this is a more than $1.6 trillion dollar...
Chynnique RossApr 13, 20215 minFederal Intrastate Exemptions under Securities Act of 1933Section 3(a)11 Exemption Section 3(a)(11) of the Securities Act is generally known as the “intrastate offering exemption.” This federal...